Business regulatory compliance advice
Understand and manage the regulations that apply to your business before a regulator comes asking.
What is business regulatory compliance advice and why does it matter?
How do I know which regulations apply to my business?
What are the consequences of regulatory non-compliance?
How often should we review our regulatory compliance arrangements?
We have received an inquiry from a regulator. What should we do?
Know your obligations
We identify which regulations apply to your specific business.
Assess your position
We review your current compliance and identify any gaps.
Manage your risk
We advise on practical steps to address compliance gaps before they become problems.
Find the compliance gaps before a regulator does.
Regulatory risk does not announce itself. It accumulates quietly until a regulator asks.
- We will identify the regulatory framework applicable to your business.
- We will assess your current compliance position against that framework.
- We will identify any gaps and advise on the steps needed to address them.
- We will help you document your compliance arrangements.
- We will advise on ongoing monitoring obligations and a review schedule.
Are you actually compliant?
What's included in your regulatory compliance advice service
- Regulatory framework identification.
- Compliance gap assessment.
- Compliance improvement recommendations.
- Compliance documentation drafting.
- Ongoing review schedule advice.
The time to find a compliance gap is before a regulator does.
From uncertain compliance to a clear, documented position
From uncertain exposure to a documented and managed compliance position.
Identify and assess
We identify the regulations applying to your business and assess your current compliance.
Advise and document
We advise on the steps to address any gaps and help you document your compliance position.
Implement and review
We assist you implement the required arrangements and establish an ongoing review process.
Experienced regulatory lawyers ready to identify and manage the compliance obligations that apply to your business.
We understand you want to know the cost, before we get started.
We will map out our process, from beginning to end, so you know what the journey will look like before you get started.
We will provide you with a clear and detailed Work Proposal covering each step along the way.
Our fair fees are all-inclusive. No hidden costs for telephone calls, emails, photocopying, couriers, or coffee.
Our great lawyer guarantee
We want to be part of your team over the long term. We achieve this by adhering to these core principles:
Take the time
We listen carefully to understand what you want to achieve. Then we thoroughly explain our advice and step you through the documents. You can be sure you know the full consequences.
Share our knowledge
We will pass on as much knowledge as we can, so you can make your own informed decisions. We want to make you truly independent.
Stick to our knitting
We only do what we're good at. You can be confident that we know what we're doing and don't pass on the cost of our learning.
Work as one team
Someone will always be available to answer your questions, or point you in the right direction. You will also benefit from a range of perspectives and experience.
Fair pricing
For advice and documents, we provide a fixed or capped quote so you don't take price risk. If you're in a dispute, we map out the process and costs so you know what to expect.
It's your show
We're not in this for our egos. We're in it for a front row seat to witness your success.
